Research Report Digest, Issue 7
In NIJ's Research Report Digest, you will find brief descriptions of studies in various criminal justice disciplines, such as criminology and forensic sciences,
and evaluations of technologies that are used in the law enforcement and corrections fields.
This issue includes reports based on NIJ-funded research that were added to the NCJRS Abstracts Database from Jan.-March 2012.
Find research reports related to:
A Preliminary Study of How Plea Bargaining Decisions by Prosecution and Defense Attorneys Are Affected by Eyewitness Factors
Author: Kathy Pezdek
This preliminary study assessed how defense attorneys’ and prosecutors’ appraisals of the strength of eyewitness evidence
in a case influenced their plea bargaining decisions. The findings suggest that prosecutors are likely to be open to plea-bargaining
when eyewitness testimony is central to their case. This occurs regardless of the circumstances associated with the eyewitness
identification (cross-race versus same-race identification or familiarity versus unfamiliarity of eyewitness with the perpetrator).
However, prosecutors have enough confidence in eyewitness testimony, regardless of the aforementioned factors, to remain firm
on their first plea bargain offer. The study involved a sample of 93 defense attorneys and 46 prosecutors from matched counties
in California. The attorneys were presented with four scenarios involving eyewitnesses that varied in the following factors:
the perpetrator’s race differed from the race of the eyewitness (cross-race), the race of the eyewitness was the same as that
of the perpetrator, the eyewitness had prior contact with the perpetrator, and the eyewitness had no prior contact with the
perpetrator. After reading each scenario, participants were asked five questions regarding their estimate of the probability
that the defendant was guilty, the probability that they would win the case if it went to trial, whether they would plea bargain
the case, and the lowest or highest plea bargain they would offer or accept. Defense attorneys perceived that the cross-race
element of eyewitness evidence favored their client more than the same-race circumstance. Prosecutors were less likely to
believe that cross-race identification would weaken their case compared with same-race identification evidence. When the perpetrator
was familiar to the eyewitness, prosecutors indicated a higher probability of winning the case at trial. Defense attorneys
were less confident of winning the case at trial if the perpetrator had previous contact or familiarity with the eyewitness.
Read the complete report A Preliminary Study of How Plea Bargaining Decisions by Prosecution and Defense Attorneys Are Affected by Eyewitness Factors
(pdf, 46 pages)
Alternative Sentencing Policies for Drug Offenders: Evaluating the Effectiveness of Kansas Senate Bill 123, Final Report
Authors: Don Stemen and Andres F. Rengifo
This report evaluates the effectiveness of Kansas’s legislation allowing alternative sentencing policies for drug offenders.
It also assessed the effectiveness of Kansas Senate Bill 123. The bill passed in 2003. It created mandatory community-based
supervision and drug treatment for nonviolent offenders convicted of a first or second offense of simple drug possession.
The assessment examined the bill’s combined impact on diversion, recidivism rates and overall prison population rates. It
also assessed the impact on the work routines of the state’s criminal justice system professionals. The assessment examined
the effectiveness of SB 123 over its first five years of implementation. It found that offenders had lower incarceration
and revocation filings at 12 months than those sentenced to standard supervision. However, by 24 months the differences in
recidivism measures had disappeared. It also found that SB 123 increased the long-term chances of incarceration and revocation
filings compared to court services. SB 123 resulted in a slight decrease in drug possessors entering prison, thus reducing
prison populations and reducing prison costs. Successes included the increased availability of treatment programs for drug
offenders, improved supervision and referral practices and improved revocation practices. The law also produced better communication
among criminal justice professionals at the state and local levels.
Read the complete report Alternative Sentencing Policies for Drug Offenders: Evaluating the Effectiveness of Kansas Senate Bill 123, Final Report (pdf,
Classifying Adult Probationers by Forecasting Future Offending
Authors: Geoffrey C. Barnes and Jordan M. Hyatt
This is a report on a demonstration project that developed a risk-prediction model for the Philadelphia Adult Probation and
Parole Department (APPD). The project’s risk-forecasting models increased the ability of APPD to predict recidivism, leading
the agency to restructure its supervision protocols. The project led officials to set up three different prediction models
based on a statistical process known as “random forest.” One benefit of random forest modeling is that there is no theoretical
limit on the number of predictors that can be included in the model. The most recent version of APPD’s model produced an accurate
forecast for 79,299 of the 119,935 probation case starts in the construction sample. These estimates suggest that this model
can be correct nearly two-thirds of the time. The power and promise of the random forest forecasting methods is clear in Philadelphia.
It has allowed the agency to stratify offenders by the risk they pose. Also, the agency can tailor supervision requirements
and balance caseload sizes in the face of budgetary constraints.
Read the complete report Classifying Adult Probationers by Forecasting Future Offending (pdf, 64 pages)
Application of Laser-Induced Breakdown Spectroscopy to Forensic Science: Analysis of Paint Samples
Authors: Michael E. Sigman, Erin M. McIntee, and Candice Bridge
This project used laser-induced breakdown spectroscopy (LIBS) to characterize the elemental composition of automotive paint
samples. The goal was to discriminate between two samples at a known level of statistical significance. The study determined
that LIBS had a discrimination power of 90 percent (10 percent Type II errors) at a verified 5-percent Type I error rate.
Discrimination was found to be slightly lower (86.6 percent) among the white color group. Study results suggest that LIBS
may provide an important screening tool in the analysis of automotive paint samples. However, careful attention should be
given to sampling protocols and the statistical comparison of samples. When two samples cannot be distinguished, a more accurate
comparison should be used. Discrimination was tested across all paint samples, regardless of paint color or other features.
A total of 200 paint samples were examined by the different analytical methods.
Read the complete report Application of Laser-Induced Breakdown Spectroscopy to Forensic Science: Analysis of Paint Samples (pdf, 84 pages)
Field Detection of Drugs and Explosives by SPME-IMS
Authors: Jose Almirall, Patty Diaz-Guerra, Howard Holness, and Kenneth Furton
This project sought to develop and validate portable instrumentation for the rapid detection and identification of controlled
substances and explosives in a large volume, such as a room or a container. The researchers have successfully described the
volatile and semivolatile chemical compounds of several illegal drugs and chemical explosives to help in the design and application
of canine detection training aids. Researchers also developed preconcentration and sampling devices based on Solid Phase Microextraction
for the capture of small quantities of the volatile compounds for subsequent detection using an Ion Mobility Spectrometer
(IMS) with an interface that was developed in-house. The sampling and concentration of volatile signatures from a variety
of drugs—including cocaine, cannabis, and MDMA (ecstasy), along with explosives and smokeless powders (propellants)—was achieved.
The existing large installed base of 15,000 IMS instruments makes this technology viable as a crime-scene detection tool.
The already proven use of detection canine teams also makes the approach a viable alternative to other instrumental detectors.
It is also now possible to use miniaturized IMS instruments in the field or at the crime scene. The product from the completed
research will advance the detection of drugs and explosives by both instrumental and canine methods of detection.
Read the complete report Field Detection of Drugs and Explosives by SPME-IMS (pdf, 275 pages)
Improve the NIBIN System by Providing Examiners a Capability to Match Infrared Images of Firing Pin Impressions and Deformed
Bullets as Well as Accurate Large Database Searches
Author: Francine Prokoski
This project focused on ways to improve the National Integrated Ballistic Information Network (NIBIN) by providing examiners
with advanced capabilities. Three improvements are recommended. First, NIBIN should be able to identify cartridge casings
by using infrared (IR) images of firing pin impressions (FPI). Second, NIBIN should be able to identify bullets by using IR
images of land impressions. Third, NIBIN should be able to perform an accurate high-speed search of a large database to identify
fired cartridge casings. The project was divided into three separate but inter-related efforts. First, it determined the persistence
of FPI by collecting 1,000 cartridge cases fired in each of eight different firearms. Second, it conducted a proof-of-principle
test using IR to get accurate matches of fired bullets bearing minimal damage collected from sample firearms. Third, it created
a large database of cartridge cases that contains multiple fired cartridge cases from an unknown number of firearms. The ability
to image, store, and accurately identify sibling cartridge cases from a large database of infrared images was clearly demonstrated.
Read the complete report Improve the NIBIN System by Providing Examiners a Capability to Match Infrared Images of Firing Pin Impressions and Deformed
Bullets as Well as Accurate Large Database Searches (pdf, 77 pages)
Recovery and Interpretation of Burned Human Remains
Authors: Steven A. Symes, Dennis C. Dirkmaat, Stephen Ousley, Erin Chapman, and Luis Cabo
This study addressed the multiple forensic issues associated with the recovery and interpretation of burned human remains.
It linked rigorous scene recovery and documentation methods with laboratory analyses of heat-altered human remains from fatal
fire scenes. The protocols developed from this research showed that a fatal fire scene could be completely excavated in a
few days. This can be done with comprehensive documentation, high evidence detection and recovery rates, and minimal evidence
change. The research results show that a complex fire scene can be processed and documented in 2-3 days. The evidence recovery
exercises showed that evidence could still be detected, identified and analyzed after aggressive fire-suppression efforts.
Further, the study showed that regular, clear, normal patterns of heat alteration of the human body can be identified and
successfully used to detect suspicious cases.
Read the complete report Recovery and Interpretation of Burned Human Remains (pdf, 236 pages)
The Impact of Shift Length in Policing on Performance, Health, Quality of Life, Sleep, Fatigue, and Extra-Duty Employment
Authors: Karen L. Amendola, David Weisburd, Edwin E. Hamilton, Greg Jones, Meghan Slipka, Anneke Heitmann, Jon Shane, Christopher
Ortiz, and Eliab Tarkghen
This report presents data on the prevalence of a compressed workweek for law enforcement officers, which extends the hours
for a shift and reduces the number of workdays per week. It is the first known comprehensive randomized experiment to determine
the effects of shift length on officers’ work performance, safety, health, quality of life, sleep, fatigue, off-duty employment
and overtime use. The research involved law enforcement agencies in Detroit, Mich., and Arlington, Texas. The findings showed
no significant differences between three shift lengths regarding work performance, health, safety and family conflict. However,
officers working 10-hour shifts averaged significantly longer sleep periods and reported a better quality of work life than
did the officers working 8-hour shifts. Officers working 12-hour shifts experienced more sleepiness (subjective measure of
fatigue) and lower levels of alertness at work than those assigned to 8-hour shifts. Officers who worked 10-hour shifts spent
less time in off-duty employment and worked less overtime. This can result in cost savings and potentially more family and
leisure time for officers working on a 10-hour shift. A 10-hour shift may be a viable alternative to the traditional 8-hour
shift in larger agencies; however, caution is advised in adopting 12-hour shifts. Reduced levels of overtime use for officers
working 10-hour and 12-hour shifts suggest that agencies will save costs by adopting compressed work weeks. Work performance
was measured using both laboratory simulations and departmental data. Health, quality of life, sleep, sleepiness, off-duty
employment and overtime hours were measured by self-reports, including surveys, sleep diaries and alertness logs.
Read the complete report The Impact of Shift Length in Policing on Performance, Health, Quality of Life, Sleep, Fatigue, and Extra-Duty Employment
(pdf, 201 pages)
Shifts, Extended Work Hours, and Fatigue: An Assessment of Health and Personal Risks for Police Officers
Author: John M. Violanti
This study examined police officers’ involvement in shift work and its impact on adverse health and psychological results.
The study found that officers working midnight shifts were, on average, younger. They had a slightly higher mean number of
metabolic syndrome components (a cardiovascular risk syndrome). The findings suggest that shorter sleep duration and more
overtime, combined with midnight shift work, may be important contributors to the metabolic syndrome. Night shift work was
significantly and independently associated with snoring and associated apnea, which are linked to poor sleep quality. Officers
on the night shift who had sleep problems were at higher risk for obesity. Among officers with higher posttraumatic stress
disorder (PTSD) symptoms, the prevalence ratio of suicide ideation increased by 13 percent with every 10-unit increase in
the percentage of hours worked on afternoon shift. The prevalence of suicide ideation significantly increased among policewomen
with higher depressive symptoms and increasing day shift hours, as well as among policemen with higher PTSD symptoms with
increasing afternoon shift hours. From a preliminary analysis, nearly twice as many day-shift workers (6.6 percent) died during
the follow-up period compared with either afternoon (3.3 percent) or night-shift workers (3.4 percent). However, because day-shift
workers were 9-10 years older on average than afternoon or night shift workers, possibly older age was responsible for their
increased mortality. There were increased risks for cancer and cardiovascular disease across all shifts compared to the general
Read the complete report Shifts, Extended Work Hours, and Fatigue: An Assessment of Health and Personal Risks for Police Officers (pdf, 64 pages)
The Power of Developmental Assets in Building Behavioral Adjustment Among Youth Exposed to Community Violence: A Multidisciplinary
Longitudinal Study of Resilience
Authors: Sonia Jain and Alison K. Cohen
This research study examined the behavioral functioning of youth exposed to community violence. It focused on how developmental
assets may promote resilience into adulthood among urban youth exposed to community violence. Researchers and practitioners
have repeatedly noted great variation in the behavioral functioning of youth exposed to community violence. Several studies
across various fields have documented the harmful effects of exposure to violence, while other studies have considered how
developmental assets promote positive youth development. Yet, few studies focus on resilient youth. And few studies have examined
how developmental assets may shape resilient trajectories into adulthood for youth exposed to violence. The authors examined
multilevel longitudinal data from 1,114 youth ages 11-16 from the Project on Human Development in Chicago Neighborhoods. The
researchers considered whether baseline family, peer and neighborhood-level protective factors predicted behavioral adjustment
3-7 years later among youth. Behavioral adjustment varied across waves and by exposure to violence. In the short term, being
a victim was associated with increased aggression and delinquency. In the long term, though, both victims and witnesses to
violence had higher chances of behavioral adjustment. Family, friend and neighborhood support, family boundaries and collective
efficacy had protective effects. Also, family support, positive peers and meaningful opportunities changed the effect of exposure
to violence, increasing the chances of behavioral adjustment. Programs that help nurture these specific supports and opportunities
can promote positive behavioral trajectories and resilience.
Read the complete report The Power of Developmental Assets in Building Behavioral Adjustment Among Youth Exposed to Community Violence: A Multidisciplinary
Longitudinal Study of Resilience (pdf, 72 pages)
Date Created: August 27, 2012